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ASD Column | How to Select Polymers in Hot-melt Extrusion Process?

Hot melt extrusion (HME) technology is widely used in the development of amorphous solid dispersions (ASD) due to its advantages such as solvent-free processing, continuous manufacturing, high automation, excellent process reproducibility, and the ability for large-scale production. Polymers play a crucial role in the formulation of polymer-drug amorphous solid dispersions, contributing to structural stability, enhanced solubility, compatibility control, and prevention of phase separation. The choice of the appropriate polymer is essential for achieving physical stability and desirable in vitro performance of amorphous drugs. This article will provide insights into selecting suitable polymers when preparing amorphous solid dispersions through hot melt extrusion.


How to Select Polymers?


Selecting the right polymer for hot melt extrusion (HME) is crucial to ensure the success of the formulation and processing. HME involves the melting and extrusion of drug-polymer blends, and the choice of polymer should meet specific criteria:



The choice of polymer should align with the specific characteristics of the drug substance, the processing conditions, and the desired properties of the amorphous solid dispersion. Compatibility between the polymer and the drug is crucial to prevent phase separation or drug crystallization. Extensive compatibility studies, including thermal analysis and miscibility tests, should be conducted during the formulation development process to ensure the chosen polymer meets the required criteria for the successful preparation of amorphous solid dispersions through HME.


Several common polymers suitable for hot melt extrusion (HME)


In some cases, using a combination of polymers can enhance their properties to meet specific formulation requirements. Here are several commonly used polymers for HME:


Polyethylene-Related Polymers


Polyvinylpyrrolidone (PVP), also known as Povidone, is a high-molecular-weight polymer formed by the polymerization of N-vinyl-2-pyrrolidone. PVP contains amide bonds that can participate in hydrogen bonding interactions with drugs, enhancing wetting and inhibiting drug crystallization. However, high-molecular-weight PVP typically has a high glass transition temperature (Tg), making it unsuitable for hot melt extrusion (HME) of solid dispersions.


PVP/VA (Polyvinylpyrrolidone/Vinyl Acetate Copolymer), also known as Copovidone, is a copolymer of vinylpyrrolidone and vinyl acetate. By introducing flexible vinyl acetate monomers, Copovidone significantly lowers the Tg of the polymer, making it more suitable for HME. It has a broad processing temperature range and excellent rheological properties, making it a preferred polymer for many applications compared to PVP.


Soluplus® is designed specifically for HME and solid dispersion technologies. It is a copolymer created by grafting hydrophobic vinyl caprolactam monomers and vinyl acetate monomers onto a hydrophilic PEG backbone. Soluplus® can form micelles in water, enhancing solubilization efficiency. The presence of vinyl acetate and PEG reduces the Tg of the copolymer, allowing for extrusion at lower temperatures, which is advantageous for processing heat-sensitive drugs.


Cellulose-Derived Polymers


Hydroxypropyl Methylcellulose (HPMC) is a non-ionic cellulose ether and a semi-synthetic, non-reactive, viscoelastic polymer. It is used to improve drug stability and control drug release in various formulations. HPMC is suitable for both immediate-release and sustained-release formulations.


Hydroxypropyl Methylcellulose Acetate Succinate (HPMCAS) is a copolymer of hydroxypropyl methylcellulose with acetate and succinate groups. HPMCAS exhibits amphiphilic properties. Its degree of acetylation and succinylation affects drug release behavior and crystallization inhibition at different pH values. L-type HPMCAS, with the highest succinyl content, is hydrophilic and promotes rapid drug release in the gastrointestinal tract.


Other Polymers


Polyethylene Glycol (PEG) is a versatile polymer used for preparing solid dispersions of poorly water-soluble drugs. It offers good water solubility, safety, low melting points for medium to high molecular weight PEG, and stability. PEG can be used alone or as a plasticizer mixed with other polymers to improve drug solubility and wetting properties.


Eudragit® is a common family of methacrylic acid copolymers used in various pharmaceutical applications. Depending on the functional groups, Eudragit® polymers can provide gastric resistance, enteric properties, or permeability control for drug release. Eudragit® EPO, which promotes drug release and is suitable for HME, is a pH-sensitive water-soluble polymer.It is soluble in solutions with a pH below 5 and swells in solutions with a pH above 5. It has a glass transition temperature (Tg) of approximately 50°C and exhibits good thermoplasticity, making it suitable for the preparation of amorphous solid dispersions.


Table 1 lists some of the pharmaceutical drugs approved by the U.S. FDA in the past 20 years that were prepared using hot melt extrusion (HME) technology to create amorphous solid dispersion formulations. Among these, PVP/VA is one of the most commonly used polymers.


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HPMCAS's application cases in hot melt extrusion


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The chemical structure of Posaconazole 


Posaconazole is a second-generation triazole antifungal medication used for the prevention and treatment of invasive fungal infections. It is available in various formulations, including oral suspension, delayed-release tablets, and intravenous injection. Posaconazole has a weakly alkaline pH and low solubility. Its solubility decreases rapidly as the pH of the medium increases, and in media with a pH greater than 5, its solubility can drop to less than 1 μg/mL. This low solubility limits its absorption in the gastrointestinal tract.


To enhance the absorption of Posaconazole, patients taking the oral suspension are often advised to consume a high-fat meal or nutritional supplement simultaneously to prolong its gastric residence time.


In contrast, Posaconazole delayed-release tablets use a pH-dependent hydroxypropyl methylcellulose acetate succinate (HPMCAS) as a carrier to improve its bioavailability. This technology, based on hot melt extrusion (HME) with pH-dependent polymers, allows for increased drug absorption without the need for high-fat meals. HPMCAS, especially the M-type, effectively inhibits the recrystallization of Posaconazole and maintains it in a saturated state for an extended period. In vivo studies have shown that Posaconazole delayed-release tablets significantly enhance bioavailability and reduce the impact of food on blood drug concentrations compared to the oral suspension.


HPMCAS provides enteric solubility, preventing Posaconazole from dissolving in the stomach. This not only reduces the influence of gastric contents on Posaconazole but also prevents recrystallization. Additionally, succinyl groups in HPMCAS can form ionic interactions with Posaconazole, further promoting its dissolution and absorption in the intestines, leading to a significant increase in blood drug concentration and bioavailability.


Prospects


The choice of suitable polymers remains a crucial factor in the successful development of amorphous solid dispersion formulations. While there are currently limited polymer options for commercial production using hot melt extrusion, ongoing polymer research may expand the applications of HME technology in the development of solid dispersion formulations.

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Crystal Pharmatech Raring to Go to ChemOutsourcing 2022 ASD Column | Understanding the ASD Preparation Methods and Selecting the Optimal Method for Solution Crystal Bio Welcomes Dr. Shiaw-Lin (Billy) Wu as Co-Founder and Chief Scientific Officer CPHI North america - Meet Us at Booth #530 Polymorphs, Solvatomorphs and Hydrate of Dabrafenib Crystal Bio Appoints Dr. Ye Gu as Co-founder, CTO, and Head of USA BD Shining Glory: Unveiling the "True Eye" behind the Veil of Drug Crystal Forms Crystal Pharmatech's CDMO Business Unit - Crystal Formulations Services Successfully Passed EU QP Audit Applications of Dynamic Moisture Adsorption in Crystal Research Meet Crystal Pharmatech at AAPS National Biotechnology Conference Application of Granularity Analysis in Crystal Typing Research Assessment of CQA in mRNA-LNP Modality DCAT Week 2025 A Brief Introduction to Amorphous Solid Dispersion Technology ADME Simulations: Insights into Bioavailability and Pharmacokinetics Understand ASD Manufacturing Strategies, Choose the Optimal One Parameter Sensitivity with GastroPlus Review of Polymorph Patent Application of 30 Small Molecule New Drugs Approved by the FDA in 2023 Unveil Key Factors Influencing the Physical Stability of Amorphous Solid Dispersions Characterization and Evaluation of Amorphous Solid Dispersion (ASD) - Part 1 Optimizing Polymer Selection for Amorphous Solid Dispersion in Hot Melt Extrusion Processes
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Developability Assessment Oral Solid Dosage Forms Development and Production Application Cases of Amorphous Solid Dispersion Formulations (II) - Spray Drying CATUG and Crystal Bio Establish Strategic Partnership, Launching “CATUG-Crystal” Joint Lab Dedicated to Advanced Nucleic Acid Analytical Services Characterization and Evaluation of Amorphous Solid Dispersion - Part 2 ADME Simulations: Insights into Bioavailability and Pharmacokinetics Utilizing Compaction Simulation for Advancing Oral Dosage Formulation Design Critical Quality Attribute (CQA) in Antibody Drug Conjugate (ADC) Modality The 16th Drug Discovery Strategic Summit (DDSS) - San Francisco Bioanalytical and Biomarker Services Single Crystal Growth & Structure Determination Bioavailability Enhancement for Insoluble Compounds & PROTAC & Oral Peptides Our People Events Case Study 3: Atorvastatin - Crystalline Form Change In Late Development Selecting the Right API Form and Formulation Instrumentation for Electron Diffraction, Applications, and Case Studies Case Studies Effective Development of API Crystallization Processes During Drug Development Efficient Preclinical Formulation Development for Poorly Soluble Compounds pKa/LogP/LogD Measurements Date: 2:00-3:00 pm EDT, Wednesday, Watch on-demand
Amorphous Solid Dispersion (Spray Drying & Hot-melt Extrusion) Dr. LianFeng Huang Joins Crystal Pharmatech as Chief Scientist Characterization and Evaluation of Amorphous Solid Dispersion (ASD) - Part 1 Characterization and Evaluation of Amorphous Solid Dispersion-Part 2 Parameter Sensitivity with GastroPlus Critical Quality Attribute D0 Impact in ADC Modality SAPA Annual Conference (Gold Corporate Sponsorship) Crystal Bio Solutions Bio Analytics API Form and Solid-State Research Crystallization Development Mini-tablet Knowledge Hub Molecules-to-Medicine: Accelerating Drug Development through Collaboration PBPK in Preclinical/FIH Scenarios Whitepaper Case Study 4: Gatifloxacin - Crystalline Form Changes With A Licensed Compound Amorphous Solid Dispersions Using Thermodynamic Phase Maps in API Crystallization Process Design Pre-clinical Formulation Strategies Sponsored by Crystal Pharmatech Date: 2:00-3:00 pm EDT, Wednesday, Whatch on-demand
Stability and Solubility Studies Comprehensive Physicochemical Property Evaluation Pediatric Formulation (Mini-tablet) Crystal Formulation Services successfully passed the dual certification of GMP and GDP conducted by SGS Development and Production Application Cases of Amorphous Solid Dispersion Formulations (I) - Hot Melt Extrusion Unveil Key Factors Influencing the Physical Stability of Amorphous Solid Dispersions Assessment of CQA in mRNA-LNP Modality Overcoming Bioavailability Barrier to Deliver Protein Degraders 14th American Drug Delivery and Formulation Summit (Exhibit) Developability Assessment, Pre-formulation Study for IND Enabling Product Quality Analysis Additional Capabilities Chiral Separation Technology Our Partner Advanced Characterization: Tools for Accelerating Molecules to Medicine Tools for Accessing New Solid Forms Case Study 5: Lifecycle Management - Olanzapine - Crystalline Change From Free Acid to Salt Enabling Poorly Soluble Weak Bases for Improved Bioavailability: Why a Salt May Not be the Best Choice Integrated Phase and Formulation Selection to Support GLP Toxicology and First in Human Studies Sponsored by Crystal Pharmatech In-Silico PBPK Modeling and Simulation Industry Shift: FDA Goes Vegan? Date: 2:00-3:00 pm EDT, Wednesday,Watch on-demand
Crystallization Development Services Excipient Selection and Compatibility Studies Analytical Chemistry ASD Series Unlock Solubility Enhancement Methods for Poorly Soluble Oral Drugs Development and Production Application Cases of Amorphous Solid Dispersion Formulations (II) - Spray Drying Overcoming Poor Solubility and Dissolution of Insoluble Molecules Patent Analysis of Resmetirom Sterility Assays in Drug/Device Manufacturing 2024 CASSS - Mass Spec Symposium Flow Cytometry About Us Pre-formulation Studies Formulations for PK/Efficacy/Tox Studies Crystallization and Spray Drying Process Development, Scale-Up, and Technology Transfer Case Study 6: Oxybutynin- Crystalline Change From Salt to Free Base Learn about Drug Eutectic Screening Crystal Pharmatech's CDMO Business Unit - Crystal Formulation Services Received China Drug Product Manufacturing License, Achieving the Important Milestone in Formulation Capability Development and Production Application Cases of Amorphous Solid Dispersion Formulations (I) - Hot Melt Extrusion Review of Polymorph Patent Application of 30 Small Molecule New Drugs Approved by the FDA in 2023 Biologics ChemOutsourcing 2024 Crystal Bio Webinar ELISpot Assays Solid-State NMR Analysis Resources Avoiding Drug Failures: Right First Time; Fast First Time Exploring the Pharmaceutical Solid State by Molecular Simulation Crystallization Process Method SMART Development of Pre-clinical Candidates Crystal Pharmatech Recognized as "Best Partner" by Allorion Therapeutics for Excellent Services Formulation and Analytical Development Animal Dosing Vehicle Selection Detecting Low-Level Crystallinity in ASD-like Samples Using ssNMR Techniques Understand ASD Manufacturing Strategies, Choose the Optimal One Immuno-Oncology Summit 2024 - Meet Crystal Bio at Booth 15 Molecular Biology Clinical and Commercial Manufacturing Amorphous Solid Dispersions Careers Tools and Strategies for De-risking Rapid Drug Substance and Drug Product Development API Crystallization Crystal Pharmatech Returned to AAPS 2022 PharmSci 360 Fun Sharing: The Secret Behind the Silky Smoothness of Chocolate (Part 2) GMP Manufacturing A Brief Introdction to Amorphous Solid Dispersion Technology Amorphous Solid Dispersions: Two Heads Are Better Than One FIH-PMF-FMF Manufacturing The Bioprocessing Summit 2024 - Meet Crystal Bio at Booth T13 Contact Us Crystal Pharmatech and Particle Sciences Form a US-China Pharmaceutical CRO Partnership Advancements in Analytical Tools for API and DP Characterization Co-crystals Fun Sharing: The Secret behind the Silky Smooth Enjoyment of Chocolate (Part 3) Unlock Solubility Enhancement Methods for Poorly Soluble Oral Drugs Meet Crystal Pharmatech at 2024 Controlled & Modified Drug Release Summit Assessment of Powder Segregation in Direct Compression (DC) Blends: Developing Predictive and PAT Tools Search Result Webinar Series Crystal Pharmatech Raises $10 Million to Accelerate Growth Solid Forms: The Good; The Bad; The Ugly Impact of Solid-state in Early Development Fun Sharing: The Secret Behind the Silkiness of Chocolate (Part 1) Join Crystal Pharmatech for the Sino-American Pharmaceutical Professionals Association (SAPA) NE 26th Annual Conference Formulation Design and Development of Fixed Dose Combination Solid Oral Dosage Forms Sitemap Crystal Formulation Services, Formulation Tailor-made for Your Molecules Utility of Single Crystal in Form and Formulation Selection Optimal Preclinical Formulation Development ​Crystal Pharmatech will be in San Diego from June 3-6 at BIO International Convention Drug Delivery and Patient Centric Approaches to Drug Development  404 Candoo Enables the Successful Development of a BCS 4 Combo Drug Product Introduction to MicroED Technology and Solutions Salts Fun Sharing:The Story Between Ice Crystals and Frozen Foods (Part 3) Meet Crystal Pharmatech at Chinese Antibody Society 2024 Annual Conference Privacy Policy International Company Crystal Pharmatech Finds CCIT An Optimal Spot for First US Location Formulation Implications Pharmaceutical Solid-state Forms Meet Crystal Pharmatech at 15th Drug Discovery Strategic Summit (DDSS) Submission Successful! Crystal Pharmatech Triples Headquarters in Biobay, China, with More Floors and Labs Fun Sharing: The Relationship Between Ice Crystals and Frozen Foods (Part 1) Clinical Supply Meet Crystal Pharmatech at Sorption Symposium North America 2024 Taggg Xceleron and Crystal Pharmatech Announce Partnership to Improve Early Clinical Development Utilizing Absolute Bioavailability Trials and Solid-State Solutions CPHI North America - Meet Crystal Pharmatech at Booth 1441 Search Result Service Crystal Pharmatech Introduces Customized Service Packages for Customers Seeking Materials Science Approaches in Drug Discovery and Development Fun Sharing: The Story of Ice Crystals and Frozen Foods (Part 2) Meet Crystal Pharmatech at MIDD+ Boston 2024 Search Result Others Crystal Pharmatech Expands Leadership Team Case Study on Development and Production Applications of Amorphous Solid Dispersions - Hot Melt Extrusion Formulation Development: Fastest-to-FIH Without Sacrificing Quality Crystal Formulation Services(CFS)Opens New Formulation Development Center and Analytical R&D Lab in Suzhou, China event page Development and Production Application Case Study of Amorphous Solid Dispersions: Spray Drying DCAT WEEK: CMC Discussions Amorphous Solid Dispersion Technology and the Service Advantages of Crystal Pharmaceutical AAPS PharmSci360 - Meet Us at Booth # 2106 Candoo's Formulation Technology Platform Featured in the Drug Development & Delivery Journal ASD Column | Mastering Stable Art: Unveiling Key Factors Influencing Physical Stability of Amorphous Solid Dispersions Meet the Crystal Pharmatech formulation team next week at CPHI Crystal Pharmatech and the Future of Pharma at AAPS PharmSci 360 Crystal Formulation Services' GMP Manufacturing Facility Successfully Passes the Remote Audit by US Client, Marking a Key Milestone for Its International Expansion ASD Column | How to Select Polymers in Hot-melt Extrusion Process? Crystal Pharmatech Raring to Go to ChemOutsourcing 2022 ASD Column | Understanding the ASD Preparation Methods and Selecting the Optimal Method for Solution Crystal Bio Welcomes Dr. Shiaw-Lin (Billy) Wu as Co-Founder and Chief Scientific Officer CPHI North america - Meet Us at Booth #530 Polymorphs, Solvatomorphs and Hydrate of Dabrafenib Crystal Bio Appoints Dr. Ye Gu as Co-founder, CTO, and Head of USA BD Shining Glory: Unveiling the "True Eye" behind the Veil of Drug Crystal Forms Crystal Pharmatech's CDMO Business Unit - Crystal Formulations Services Successfully Passed EU QP Audit Applications of Dynamic Moisture Adsorption in Crystal Research Meet Crystal Pharmatech at AAPS National Biotechnology Conference Application of Granularity Analysis in Crystal Typing Research Assessment of CQA in mRNA-LNP Modality DCAT Week 2025 A Brief Introduction to Amorphous Solid Dispersion Technology ADME Simulations: Insights into Bioavailability and Pharmacokinetics Understand ASD Manufacturing Strategies, Choose the Optimal One Parameter Sensitivity with GastroPlus Review of Polymorph Patent Application of 30 Small Molecule New Drugs Approved by the FDA in 2023 Unveil Key Factors Influencing the Physical Stability of Amorphous Solid Dispersions Characterization and Evaluation of Amorphous Solid Dispersion (ASD) - Part 1 Optimizing Polymer Selection for Amorphous Solid Dispersion in Hot Melt Extrusion Processes
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