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Assessment of CQA in mRNA-LNP Modality


lnp.jpg

 

“Figure 1. mRNA encapsulated with LNP typically composed of encapture nucleic acids such as mRNA, siRNA, etc. as shown in the blue curve line by lipid nanoparticle, LNP as ionized, pegylated, phospho-lipids (dot with tails in ascending orange extent, respectively) along with cholesterol (diamond shape) (Ref: adapted from the drawing of June and Lee et al, Theranostics 2022).8

 

With an ever-increasing interest in designing mRNA-based vaccines, mRNA-Lipid nanoparticles (mRNA-LNP) formulation is a relatively new modality. This white paper series first discusses numerous quality attributes with influencing potency, stability, toxicity, and risk assessment relevant to mRNA-LNP modality.

 

What is a Critical Quality Attribute (CQA), and why must it be critically assessed?

There have been several good reviews to assess CQA in different modalities.1-3Critical quality attributes are measurable physical, chemical, biological, or microbiological properties within an appropriate limit, range, or distribution to ensure product quality. These attributes include identity, sterility, potency, safety, and purity, and are vital quantifiable parameters essential for maintaining the consistency and reproducibility of a drug throughout its entire life cycle.5

 

ICH Guidelines Q84, Q96, and Q10provide a systematic framework for delineating critical quality attributes (CQAs), designing the product's operational range, detailing the manufacturing process, and establishing the control strategy. Due to the structural complexity of molecules and elaborate manufacturing process, it is often difficult to fully evaluate the impact of the large number of quality attributes related to safety and efficacy1. Thus, an integrated control strategy must be developed and refined over time for process characterization spanning the product's lifecycle.1

 

mRNA-LNP Related CQAs

A typical mRNA molecule comprises a 5' cap and a polyadenosine (poly(A) tail at the 3' end. The 5' cap region is followed by the 5' untranslated region (5' UTR), with the 3'  UTR occurring just before the poly(A) tail. These UTRs flank the coding sequence of the gene intended for expression.3


mRNA-LNP_Related_CQAs.png 

Fig: 2 Schematic diagram showing key structural features of mRNA molecule.3


The 5' cap structure facilitates mRNA binding to ribosomal initiation factors, while the 3' poly(A) tail plays a role in ribosomal machinery binding. The mRNA is typically encapsulated in delivery vehicles such as LNPs, which facilitate mRNA entering the cell cytoplasm and protect it from nuclease degradation.3 

 

While the complete list of CQAs for mRNA-LNP is always product-specific; several common CQAs apply to all products. Five main categories of CQAs have been identified as follows: 3 

 

(1) Purity and Product-related impurities

(2) Safety evaluation tests

(3) Strength, identity, and potency

(4) Product quality and characteristics

(5) Other obligatory CQAs

 

Table: 1 Category of Quality Attribute relevant to CQA unique for RNA products, precedence case in regulatory, and impact on mRNA-LNP Therapeutics.3

 

Category of Quality Attribute

CQA(mRNA)

Regulatory Precedence?

Impact on mRNA-LNP Therapeutics

Purity

• Percentage-capped mRNA

• Poly(A) tail length and distribution

• RNA integrity

• Percentage poly(A) mRNA


Yes

Yes 

Yes

Yes


Yes

Yes

Yes

Yes

 

 

The percentage of capped and polyadenylated mRNA, along with the length and distribution of the poly(A) tail, directly impact the translational efficiency

 

Process-related impurities

• Residual nucleoside 5'

Triphosphate (NTP)  

• Residual enzyme

• Residual DNA template

• Residual solvents

• Lipid-related DP impurities

• dsRNA


Yes


No

No

No

No

No


Yes


Yes

Yes

Yes

Yes

Yes

 

 

An increased level of contaminants affects the efficacy of mRNA and might trigger undesired immune reactions.

Safety

• Bioburden

• Sterility

• Endotoxin


No

No

No


Yes

Yes

Yes 

The presence of endotoxins in pharmaceutical products could pose risks to human health upon administration.

 

Identity

• Lipid ID

• Sequence ID Potency

• Drug Product

• Drug Substance Strength

• mRNA Content

• RNA ratio


No

No

No

No 

No

No


Yes

Yes

Yes

Yes

Yes

Yes

 

The accurate sequence of mRNA is crucial to produce the desired protein effectively.

The lipid composition of LNP plays a crucial role in delivering mRNA into cells and impacts the product's efficacy.

If more than one RNA species

Product Quality and Characterization

• Encapsulation efficiency

• Surface charge

• LNP Size

• LNP polydispersity

• Lipid content


No 

No

No

No

No


Yes

Yes

Yes

Yes

Yes

 

Impurities resulting from the LNP encapsulation process, lipid raw material, and lipid degradation byproducts impact the safety and efficacy of mRNA products.

Compendial Testing 

(Obligatory CQAs)

• Appearance

• pH

• Moisture content

• Osmolality

• Sub-visible particle

• Extractable volume

 


No

No

No

No

No

No

 


Yes

Yes

Yes

Yes

Yes

Yes

 

 

There is minimal impact of compendial testing on mRNA-LNP Therapeutics.


Criticality (Risk) Assessment Framework1

As per ICH Q95 regulatory guidelines a risk assessment must be conducted for each QA for potential patient impact. The relationship between the attribute and the product’s clinical performance (PK, PD, Efficacy, and safety) should be rigorously evaluated, using prior knowledge with sound scientific judgment. Typically, this involves employing a scoring system that considers the impact and uncertainty of each attribute. The impact and uncertainty factors are scored independently against scales of up to five levels, with higher weighting assigned to the impact factor reflecting its higher importance.1 (Table 2)


Table 2. Overview of CQA Risk Ranking Methodology1

Impact Assessment

Uncertainty Assessment

Consider the known or potential effects on safety and effectiveness, including:

• Safety (toxicity)

• Immunogenicity

• Biological Activity

• PK/PD

Evaluate the significance of the following information sources:

• Clinical Experience

• Non-Clinical studies

• Literature

• Prior knowledge, platform knowledge

• Invitro data

 3 - 5 levels: Scores (2 to 20)

(Very high), High, moderate, low,

(very low/ no effect)

3 – 5 levels: Score (1 to 7)

(Very High), high, moderate, low,

(very low)

Criticality (Risk Score) = Impact X Uncertainty1

The scoring matrix combines five levels of impact with five levels of uncertainty. This yields a risk score ranging from 2 to 140. Once a cutoff score is established, attributes below the cutoff are designated as non-critical Quality Attributes (nCQA), while those above are categorized as Critical Quality Attributes (CQAs).

 

TIER ASSIGNMENT (Applicable Only to US FDA) 2

The FDA recommends a tier-based approach for assessing quality attributes, with each attribute assigned to one of three tiers based on its criticality. Criticality is determined by evaluating potential clinical impact and uncertainty. Tier 1 is reserved for attributes with the highest criticality, directly impacting the mode of action. Tier 2 is for attributes of moderate criticality. Tier 3 encompasses characteristics with the lowest criticality. Factors beyond criticality, such as analytical methodology and risk assessment, also influence the final tier assignment of each quality attribute or analytical test.


Capabilities at CRYSTAL BIO:

Crystal Bio is a leading Contract Research Organization (CRO) specializing in comprehensive analytical services for biotherapeutics. Our expertise covers a wide range of modalities, including mRNA-LNP Therapeutics with our strategic partner CATUG, Monoclonal Antibodies, Fusion Proteins, and Antibody Drug Conjugates (ADCs). With a robust analytical toolkit comprising, High-resolution LC-MS, IPRP-LC, RPLC, LC-LSD, LC-CAD, CE, cIEF, qPCR, ELISA,  Endotoxin, Sterility, Bioburden, and Cell-based Bioassay,  etc. Our capabilities also extend to method development and analytical characterization of biotherapeutics. This holistic approach ensures compliance with stringent regulatory requirements outlined in the CMC section, making us a valuable partner for pre-IND, Phase I, and subsequent submissions.

 

References

1. Critical Quality Attributes Assessment and Testing Strategy for Biotherapeutics Development. American Pharmaceutical Review 2019.

2. Rational selection, criticality Assessment, and tiering of Quality Attributes and test methods for analytical similarity Evaluation of Biosimilars Vandekerckhove K. et al.The AAPS Journal (2018) 20: 68

3. Defining the required critical quality attributes (CQAs) and phase requirements for mRNA/LNP product development and manufacture © BioPhorum Operations Group Ltd  July 2023

4. ICH Guidelines Q8 (R2) Pharmaceutical development. 2009.

5. https://www.linkedin.com/pulse/unveiling-pillars-success-setting-critical-quality-attributes/

6. ICH Guidelines Q9 Quality risk management. 2006

7. ICH Guidelines Q10  Pharmaceutical Quality System. 2009

8. Lipid nanoparticles for delivery of RNA therapeutics: Current status and the role of in vivo imaging Han Na Jung, Seok-Yong Lee, Somin Lee, Hyewon Youn, Hyung-Jun Im, Theranostics 2022; 12(17): 7509-7531.


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Crystallization Development Services Excipient Selection and Compatibility Studies Analytical Chemistry ASD Series Unlock Solubility Enhancement Methods for Poorly Soluble Oral Drugs Development and Production Application Cases of Amorphous Solid Dispersion Formulations (II) - Spray Drying Overcoming Poor Solubility and Dissolution of Insoluble Molecules Patent Analysis of Resmetirom Sterility Assays in Drug/Device Manufacturing 2024 CASSS - Mass Spec Symposium Flow Cytometry About Us Pre-formulation Studies Formulations for PK/Efficacy/Tox Studies Crystallization and Spray Drying Process Development, Scale-Up, and Technology Transfer Case Study 6: Oxybutynin- Crystalline Change From Salt to Free Base Learn about Drug Eutectic Screening Crystal Pharmatech's CDMO Business Unit - Crystal Formulation Services Received China Drug Product Manufacturing License, Achieving the Important Milestone in Formulation Capability Development and Production Application Cases of Amorphous Solid Dispersion Formulations (I) - Hot Melt Extrusion Review of Polymorph Patent Application of 30 Small Molecule New Drugs Approved by the FDA in 2023 Biologics ChemOutsourcing 2024 Crystal Bio Webinar ELISpot Assays Solid-State NMR Analysis Resources Avoiding Drug Failures: Right First Time; Fast First Time Exploring the Pharmaceutical Solid State by Molecular Simulation Crystallization Process Method SMART Development of Pre-clinical Candidates Crystal Pharmatech Recognized as "Best Partner" by Allorion Therapeutics for Excellent Services Formulation and Analytical Development Animal Dosing Vehicle Selection Detecting Low-Level Crystallinity in ASD-like Samples Using ssNMR Techniques Understand ASD Manufacturing Strategies, Choose the Optimal One Immuno-Oncology Summit 2024 - Meet Crystal Bio at Booth 15 Molecular Biology Clinical and Commercial Manufacturing Amorphous Solid Dispersions Careers Tools and Strategies for De-risking Rapid Drug Substance and Drug Product Development API Crystallization Crystal Pharmatech Returned to AAPS 2022 PharmSci 360 Fun Sharing: The Secret Behind the Silky Smoothness of Chocolate (Part 2) GMP Manufacturing A Brief Introdction to Amorphous Solid Dispersion Technology Amorphous Solid Dispersions: Two Heads Are Better Than One FIH-PMF-FMF Manufacturing The Bioprocessing Summit 2024 - Meet Crystal Bio at Booth T13 Contact Us Crystal Pharmatech and Particle Sciences Form a US-China Pharmaceutical CRO Partnership Advancements in Analytical Tools for API and DP Characterization Co-crystals Fun Sharing: The Secret behind the Silky Smooth Enjoyment of Chocolate (Part 3) Unlock Solubility Enhancement Methods for Poorly Soluble Oral Drugs Meet Crystal Pharmatech at 2024 Controlled & Modified Drug Release Summit Assessment of Powder Segregation in Direct Compression (DC) Blends: Developing Predictive and PAT Tools Search Result Webinar Series Crystal Pharmatech Raises $10 Million to Accelerate Growth Solid Forms: The Good; The Bad; The Ugly Impact of Solid-state in Early Development Fun Sharing: The Secret Behind the Silkiness of Chocolate (Part 1) Join Crystal Pharmatech for the Sino-American Pharmaceutical Professionals Association (SAPA) NE 26th Annual Conference Formulation Design and Development of Fixed Dose Combination Solid Oral Dosage Forms Sitemap Crystal Formulation Services, Formulation Tailor-made for Your Molecules Utility of Single Crystal in Form and Formulation Selection Optimal Preclinical Formulation Development ​Crystal Pharmatech will be in San Diego from June 3-6 at BIO International Convention Drug Delivery and Patient Centric Approaches to Drug Development  404 Candoo Enables the Successful Development of a BCS 4 Combo Drug Product Introduction to MicroED Technology and Solutions Salts Fun Sharing:The Story Between Ice Crystals and Frozen Foods (Part 3) Meet Crystal Pharmatech at Chinese Antibody Society 2024 Annual Conference Privacy Policy International Company Crystal Pharmatech Finds CCIT An Optimal Spot for First US Location Formulation Implications Pharmaceutical Solid-state Forms Meet Crystal Pharmatech at 15th Drug Discovery Strategic Summit (DDSS) Submission Successful! Crystal Pharmatech Triples Headquarters in Biobay, China, with More Floors and Labs Fun Sharing: The Relationship Between Ice Crystals and Frozen Foods (Part 1) Clinical Supply Meet Crystal Pharmatech at Sorption Symposium North America 2024 Taggg Xceleron and Crystal Pharmatech Announce Partnership to Improve Early Clinical Development Utilizing Absolute Bioavailability Trials and Solid-State Solutions CPHI North America - Meet Crystal Pharmatech at Booth 1441 Search Result Service Crystal Pharmatech Introduces Customized Service Packages for Customers Seeking Materials Science Approaches in Drug Discovery and Development Fun Sharing: The Story of Ice Crystals and Frozen Foods (Part 2) Meet Crystal Pharmatech at MIDD+ Boston 2024 Search Result Others Crystal Pharmatech Expands Leadership Team Case Study on Development and Production Applications of Amorphous Solid Dispersions - Hot Melt Extrusion Formulation Development: Fastest-to-FIH Without Sacrificing Quality Crystal Formulation Services(CFS)Opens New Formulation Development Center and Analytical R&D Lab in Suzhou, China event page Development and Production Application Case Study of Amorphous Solid Dispersions: Spray Drying DCAT WEEK: CMC Discussions Amorphous Solid Dispersion Technology and the Service Advantages of Crystal Pharmaceutical AAPS PharmSci360 - Meet Us at Booth # 2106 Candoo's Formulation Technology Platform Featured in the Drug Development & Delivery Journal ASD Column | Mastering Stable Art: Unveiling Key Factors Influencing Physical Stability of Amorphous Solid Dispersions Meet the Crystal Pharmatech formulation team next week at CPHI Crystal Pharmatech and the Future of Pharma at AAPS PharmSci 360 Crystal Formulation Services' GMP Manufacturing Facility Successfully Passes the Remote Audit by US Client, Marking a Key Milestone for Its International Expansion ASD Column | How to Select Polymers in Hot-melt Extrusion Process? Crystal Pharmatech Raring to Go to ChemOutsourcing 2022 ASD Column | Understanding the ASD Preparation Methods and Selecting the Optimal Method for Solution Crystal Bio Welcomes Dr. Shiaw-Lin (Billy) Wu as Co-Founder and Chief Scientific Officer CPHI North america - Meet Us at Booth #530 Polymorphs, Solvatomorphs and Hydrate of Dabrafenib Crystal Bio Appoints Dr. Ye Gu as Co-founder, CTO, and Head of USA BD Shining Glory: Unveiling the "True Eye" behind the Veil of Drug Crystal Forms Crystal Pharmatech's CDMO Business Unit - Crystal Formulations Services Successfully Passed EU QP Audit Applications of Dynamic Moisture Adsorption in Crystal Research Meet Crystal Pharmatech at AAPS National Biotechnology Conference Application of Granularity Analysis in Crystal Typing Research Assessment of CQA in mRNA-LNP Modality DCAT Week 2025 A Brief Introduction to Amorphous Solid Dispersion Technology ADME Simulations: Insights into Bioavailability and Pharmacokinetics Understand ASD Manufacturing Strategies, Choose the Optimal One Parameter Sensitivity with GastroPlus Review of Polymorph Patent Application of 30 Small Molecule New Drugs Approved by the FDA in 2023 Unveil Key Factors Influencing the Physical Stability of Amorphous Solid Dispersions Characterization and Evaluation of Amorphous Solid Dispersion (ASD) - Part 1 Optimizing Polymer Selection for Amorphous Solid Dispersion in Hot Melt Extrusion Processes
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